507 N. Front Street Harrisburg, PA 17101
717.260.9281
Ralph Manna

Ralph Manna, III, AIF®

Chief Compliance Officer & Operations Manager

Starting with the firm in June 2006, Ralph Manna, III, an Accredited Investment Fiduciary® Practitioner, serves the firm as Chief Compliance Officer and Operations Manager. His fifteen plus years of experience with both large institutional and boutique asset management firms provide a broad base of experience that benefits clients of Roof Advisory Group.

Ralph’s primary role is the accountability for operations and administration of client’s investment accounts including, but not limited to; records maintenance and retention, investment account integrity and reconciliation, client account liquidity and cash flow requirements. He is charged with client report generation including monitoring, tracking and compiling various reports versus benchmark standards. Mr. Manna is a member of the firm’s Investment Committee.

Additionally, Ralph coordinates and monitors the firm’s compliance program, ensuring that all firm activities meet the requirements of state and federal regulatory agencies. Responsibility includes the accurate utilization of firm policies and procedures in all operations and administrative activities, along with proactively contributing to improvements in department processes/protocols.

Ralph earned a Bachelor of Science degree from the University of Connecticut. He is a holder of the Series 65 – Registered Investment Advisor Representative. He is active within the Bridges Society of the United Way of the Capital Region, serving as a fund allocation panel member. Mr. Manna is also an active volunteer with the American Cancer Society.

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